Welcome to the Association of Securities & Exchange Commission Alumni website

ASECA is a non-profit charitable organization that fosters the shared history and unique camaraderie between SEC alumni globally.

Founded in 1990 with the goal of continuing the camaraderie that existed among members when they worked together at the Securities and Exchange Commission, today ASECA boasts a network of nearly 1,000 SEC alumni worldwide. Read more about ASECA here.

From this site, ASECA members will have access to an online membership directory and have access to historical information.

Should you misplace a newsletter or want to see pictures of an annual dinner that you missed - it's all here.

Second Annual Judge Stanley Sporkin SEC Enforcement Panel

Thursday, February 20, 2025

Georgetown University Law Center

Join ASECA for the Second Annual Judge Stanley Sporkin SEC Enforcement Panel in Washington, DC, on Thursday, February 20th.

This exciting event will feature past Directors of the SEC Division of Enforcement as they share their stories and insights. The reception following the panel will provide a great opportunity to connect with former colleagues, expand your network, and catch up on the latest news in DC. A special toast to Judge Sporkin and the SEC will be held during the reception and you do not want to miss it.

Sponsorships are available for this special event. Please consider giving as all proceeds of this event will go to the Judge Stanley M. Sporkin Memorial ASECA Endowed Scholarship. Become a sponsor here.

For ASECA members a minimum donation of $50 is requested. Guests and non-members may register for $60. Register now for this great event here.

For additional information on the Second Annual Judge Stanley Sporkin SEC Enforcement Panel, please connect here.

 

ICI & ASECA: Celebrating 100 Years of the Mutual Fund

A special thank you to the Investment Company Institute (ICI) and Dimensional Fund Advisors for their part in the Austin, TX event on May 14th. Five former directors of the SEC Division of Investment Management came together to reflect on the current issues facing the investment management industry.

Industry pioneer David Booth, Founder and Chairman of Dimensional Fund Advisors, hosted the event, alongside Co-Chief Executive Officers Dave Butler & Gerard K. O’Reilly. Eric Pan, President and CEO of the Investment Company Institute, and Catherine Newell, General Counsel and Executive Vice President of Dimensional Fund Advisors, moderated the panel. Heather Traeger, ASECA Board Member and President-Elect, will provide concluding remarks.  

30th Annual ASECA Dinner

and William O. Douglas Award Presentation

 ASECA is excited to announce the date for the 30th Annual ASECA Dinner!

Please join ASECA at the Marriott Marquis in Washington, DC, on Monday, May 19th. Registration for sponsor tables and individual tickets will open soon.

ASECA will also be announcing the recipient of the 2025 William O. Douglas Award!

 To donate to the ASECA Scholarship Fund, please click here.

ASECA is a 501(c)3 organization and your charitable contributions are tax deductible to the full extent allowed by law.